Mastering Series 65
Mastering Series 65

Mastering Series 65


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International Edition


About the Book

Mastering Series 65: A Comprehensive Guide to the Uniform Investment Adviser Law Exam

Table of Contents

Chapter 1: Introduction to Series 65 Exam

Chapter 2: Registration Requirements

Chapter 3: Economic Factors and Business Information

Chapter 4: Investment Vehicles and Strategies

Chapter 5: Ethics and Fiduciary Obligations

Chapter 6: Legal and Regulatory Guidelines

Chapter 7: Portfolio Management and Analysis

Chapter 8: Retirement Planning and Employee Benefits

Chapter 9: Client Communication and Disclosures

Chapter 10: Legal and Ethical Considerations for the Adviser

Chapter 11: Practice Exams and Sample Questions

Chapter 12: Final Tips and Strategies for Exam Success

Chapter 13: Additional Resources and Continuing Education

Chapter 14: Case Studies and Real-World Applications

Chapter 15: Recap and Final Words of Encouragement


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Product Details
  • ISBN-13: 9798858017073
  • Publisher: Amazon Digital Services LLC - Kdp
  • Binding: Paperback
  • Language: English
  • Returnable: N
  • Sub Title: A Comprehensive Guide to the Uniform Investment Adviser Law Exam
  • Width: 152 mm
  • ISBN-10: 8858017072
  • Publisher Date: 18 Aug 2023
  • Height: 229 mm
  • No of Pages: 66
  • Spine Width: 4 mm
  • Weight: 154 gr


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